Free interactive template
AML/CTF risk assessment starter template.
This template walks you through the risk factors AUSTRAC asks Tranche 2 reporting entities to consider, then produces a draft document you can review, adapt and own.
Create a solid draft Risk Assessment in ~10 minutes
Answer six short sections, rate four risk factors, then download a draft risk assessment document to review, adapt and own. Your answers autosave to this browser only.
Your business
Sector, team size and where you operate.
Services you provide
Which designated services you provide, scale, cash and crypto exposure.
Your customers
Customer types, layered structures, third-party payers and PEP exposure.
How services are delivered
How clients engage you, and any intermediaries or referrers.
Foreign jurisdictions
Countries you connect to and sanctions or FATF exposure, if any.
Current controls and next actions
Your current controls and suggested next actions.
Before you start
This template is a structured questionnaire, and will produce a solid draft from your answers. It is a starting point, not a finished risk assessment. It does not constitute an AML/CTF program, does not satisfy any obligation under the AML/CTF Act, and must be reviewed, adapted and adopted by your business before you rely on it. General information only, not legal advice.